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The Oxford Handbook of The History of Communism (Part 1)

ed. by S. A. Smith

  1. People / Organizations:

    • Joseph Stalin / Iosif Vissarionovich Dzhugashvili - Soviet Leader (pg. 12)

    • Wladyslaw Gomulka - Polish Communist Politician (pg. 12)

    • Kim Il Sung - North Korean Leader (pg. 12)

    • Imre Nagy - Minister of Interior of Hungary (pg. 13)

    • Josip Tito - Yugoslavian Leader (pg. 11)

    • A. I. Kirichenko - Secretary of the Central Committee (pg. 13)

    • Fidel Castro - Cuban Leader (pg. 13)

    • Ernesto 'Che' Guevara - Minister of Industries of Cuba / Revolutionary (pg. 13)

    • Mao Zedong - President of the People's Republic of China (pg. 13)

    • Lech Walesa - President of the Republic of Poland (pg. 16)

    • Pope John Paul II - Head of the Catholic Church (pg. 16)

    • Mikhail Gorbachev - Soviet Leader (pg. 16)

    • Nicolae Ceausescu - President of Romania (pg. 16)

    • Edvard Gierek - Polish Communist Politician (pg. 16)

    • Wojceich Jaruzelski - President of the Republic of Poland (pg. 16)

    • Ho Chi Minh - President of North Vietnam (pg. 20)

    • Ta Thu Thau - Vietnamese Politician (pg. 20)

    • Lin Biao - Vice Premier of the People's Republic of China (pg. 20)

    • Liu Shaoqi - President of the People's Republic of China (pg. 20)

    • Leonid Brezhnev - General Secretary of the Communist Party (pg. 20)

    • I. B. Usmankhodzhaev - First Secretary of the Communist Party of Uzbekistan (pg. 21)

    • Ferdinand Lassalle - German Jurist (pg. 55)

    • Alexander Ulyanov - Russian Revolutionary / Lenin's Older Brother (pg. 57)

    • Viacheslav Molotov - Minister of Foreign Affairs of the Soviet Union (pg. 77)

    • Nikolai Ezhov - Head of the NKVD (pg. 81)

    • Sun Yat-sen - Chinese Stateman (pg. 91)

    • Deng Xiaoping - Chairman of the People's Republic of China (pg. 95)

    • Jiang Zemin - President of the People's Republic of China (pg. 99)

    • Hu Jintao - President of the People's Republic of China (pg. 99)

    • Ferdinand Effenberger - Founding Member of the Communist Party of Czechoslovakia (pg. 115)

    • Karl Tomann - Founding Member of the Communist Party of Austria (pg. 115)

    • Ernst Reuter - Founding Member of the Communist Party of Germany (pg. 115)

    • Werner Rakow - Founding Member of the Communist Party of Germany (pg. 115) [DEBSWHATCANWEDO (marxists.org)] (in footnotes on pg. 30)

    • Rosa Luxemburg - German Marxist Philosopher / Activist (pg. 115)

    • Hugo Eberlein - German Politician (pg. 115)

    • Georgii Malenkov - Soviet Leader (briefly after Stalin) (pg. 140)

    • Nikita Khrushchev - Soviet Leader (pg. 140)

    • Frantz Fanon - French West Indian Psychiatrist and Political Philosopher (pg. 157)

    • Malcolm X - African-American Muslim Minister and Human Rights Activist (pg. 157)

    • The Situationist International - An international organization of social revolutionaries made up of avant-garde artists, intellectuals, and political theorists (pg. 158)

    • Beat Poets - A literary movement started by a group of authors whose work explored and influenced American culture and politics in the post-war era (pg. 158)

    • Provo - A Dutch counterculture movement in the mid-1960s that focused on provoking violent responses from authorities using non-violent bait (pg. 158)

    • Allen Ginsberg - American Poet / Writer (pg. 158)

    • Guy Debord - French Marxist Theorist (pg. 158)

    • Herbert Marcuse - Political Critical Theorist (pg. 158)

    • Henri Lefebvre - French Philosopher (pg. 158)

    • Zdenek Mlynar - Czechoslovakian Communist (pg. 160)

    • Pietro Ingrao - Italian Communist (pg. 161)

    • Andrei Sakharov - Russian Nuclear Physicist (pg. 163)

    • Vaclav Havel - President of Czechoslovakia (pg. 210)

    • Pak Young-ho - North Korean Soldier (pg. 461)

    • Yunxiang Yan - Professor of Social Anthropology and Director of Center for Chinese Studies at UCLA (pg. 462)

  2. Quotes:

    • "at the root of the decision to dissolve the Comintern lay the calculation that a decisive breakthrough in the course of the war would require the Soviet Union to strengthen its position in the anti-Nazi coalition, especially with regard to the reorganization of the political landscape of Europe once the war was over" - Alexander Vatlin & Stephen Smith (pg. 194)

    • "the creation and activity of the Communist International was a crucial element in the project to transform the world along communist lines that emerged out of the revolutionary crisis caused by the First World War" - Alexander Vatlin & Stephen Smith (pg. 194)

    • "communism in Eastern Europe collapsed mainly due to its internal deficiencies" - Pavel Kolar (pg. 204)

    • "before building, one has to destroy" - Tham The Ha (pg. 355)

    • "communism was more likely to take hold in societies that were already poor and damaged" - Mark Harrison (pg. 393)

    • "consumer satisfaction is seen as the basis of political peace and social stability" - Paul Betts (pg. 425)

    • "consumerism is thus identified as the battlefield where the East foolishly confronted the West, and lost its way, principles, and integrity as a result" - Paul Betts (pg. 434)

    • "power does not necessarily corrupt people as individuals, though its corruptions are not easy to resist" - Eric Hobsbawm (pg. 442)

    • "all communist regimes emerged either from revolution or war" - Tuong Vu (pg. 472)

    • "Karl Marx was no friend of nationalism. In the classical texts of communism, love of nation in incompatible with the proletarian revolution" - Adrienne Edgar (pg. 522)

    • "religion is the sigh of the oppressed creature, the sentiment of a heartless world, and the soul of soulless conditions. It is the opium of the people" - Karl Marx (pg. 585) [Marx’s Critique of Hegel’s Philosophy of Right, 1843-4 (marxists.org)]

  3. Data Resources:

  4. General Notes:

    • Introduction - Towards A Global History of Communism, by S. A. Smith (pg. 1)

      • Introduction (pg. 1)

        • "when the Bolsheviks announced the formation of a government of Soviets of workers' and soldiers' deputies on October 25, 1917, they believed they were inaugurating a new stage in human history, namely, the beginning of the transition from capitalism, a system they believed was based on exploitation, inequality, and war, to communism. Communism, in their eyes, would be a society without a state or social classes, characterized by radical equality, peace, and all-around human development" (pg. 1)

      • The Arc of Communist Revolution, 1917 to 1991 (pg. 5)

        • "perhaps the central [question] at stake in the historiography of communist revolutions concerns whether [they] arose because of objective circumstances [(structuralist explanation)], such as economic backwardness, extreme social inequality, endemic poverty, political repression, or colonial rule, or as a result of the willful actions [(intentionalist explanation)]" (pg. 5)

        • "no communist revolution [however] emerged in the way Marx predicted - directly out of the contradictions of the capitalist system" (pg. 5)

          • "successful revolutions…were rooted in economic backwardness, deep-rooted social inequalities, political repression, or colonial domination" (pg. 5)

          • "if one is looking for a single overwhelming cause of communist revolution, it was war rather than the systemic crisis of capitalism" (pg. 5)

            • "[for instance,] it was the massive destruction caused by the Second World War that enabled the Soviet Union to install communist states in Eastern Europe [which] facilitated the rise to power of communist movements in China, Vietnam, and Korea" (pg. 5)

        • "it was the First World War that triggered a terminal crisis of the tsarist regime [in Russia]" (pg. 5)

        • "the radical movements that grew apace from summer 1917 to spring 1918 can be constructed as a set of discrete revolutions:" (pg. 6)

          • "a workers' revolution concerned with defending jobs through workers' control of production" (pg. 6)

          • "a peasant revolution concerned to overthrow the landed gentry" (pg. 6)

          • "a soldiers' and sailors' revolution concerned to democratize the armed forces and bring the war to an end" (pg. 6)

          • "assorted movements of the periphery of the Russian Empire demanding national autonomy" (pg. 6)

        • "in the course of a bitter civil war, the Bolsheviks forged a Red Army that defeated a succession of enemies, including the Socialist Revolutionaries, the Whites, Allied interventionists, and peasant partisans." (pg. 6)

        • "the true achievement of the Bolsheviks lay not so much in seizing power as in consolidating it" (pg. 7)

        • "[however,] the Bolsheviks found themselves responding to many of the same challenged - the need to industrialize, to modernize agriculture, to build a credible defense industry - that had pressed upon the late-tsarist government" (pg. 9)

          • "the Bolsheviks articulated these challenges in the language of socialism" (pg. 9)

        • "historians continue to argue about the relationship of Stalinism to Leninism" (pg. 9)

          • "yet in later life, Trotsky denied that there was any continuity" (pg. 9)

        • "in China the CCP developed a model of revolution…promoting nationalism as the dominant discourse through which the Chinese people was mobilized" (pg. 10)

          • "this was not the statist nationalism of the Guomindang, but a class-inflected anti-imperialist nationalism that harnessed a revolutionary economic and social program to the achievement of national liberation" (pg. 10)

          • "the rise to power of the CCP rested as much on building coalitions of diverse social forces…as on mobilizing the peasanty" (pg. 10)

        • "the attempt by the U.S. and its allies to 'contain' communism in Asia, together with the efforts of nationalists to assert their different visions of self-determination, would shape the Cold War and lead to two deadly wars in Korea and Indochina" (pg. 12)

          • "in September 1945, without consulting representatives of the Korean people, the Allies divided the Korean peninsula along the 38th Parallel [with] the U.S. controlling the South and the Soviets the North" (pg. 12)

          • April 14, 1950 - NCS 68 (pg. 15)

          • "throughout the Cold War, the U.S. and its NATO allies…largely succeeded in checking the expansion of Communism through military, economic, and political means" (pg. 15)

          • "the West employed a battery of methods to 'contain' Communism:" (pg. 15)

            • "conventional warfare…in Korean, Malaya, [and] Indochina" (pg. 15)

            • "the overthrow of legitimate governments…in Cuba, Chile, [and] Nicaragua" (pg. 15)

            • "economic and military support [toward] authoritarian regimes" (pg. 15)

            • "clandestine operations…and escalation of the arms race" (pg. 15)

        • "the critical turning point came when Khrushchev delivered a speech to the 20th Party Congress of the Communist Party of the Soviet Union in which he denounced the personality cult of Stalin and the bloodletting of [his] purges" (pg. 12)

          • "under Nikita Khrushchev…collective leadership of the party was restored, terror was abandoned, party control over the secret police was asserted…and social structures stabilized" (pg. 9-10)

        • "in April 1961…the Cuban government [began] to move into the Soviet orbit, mainly as a response to the CIA-backed 'Bay of Pigs' invasion" (pg. 13)

          • "Khrushchev rashly decided to [then] place nuclear missiles on the island to deter any further aggression by the U.S." (pg. 13)

          • "for 13 days in October 1962 the U.S. and the Soviet Union teetered on the brink of armageddon" (pg. 13)

        • "the Sino-Soviet alliance was far more dynamic up to 1958 than many appreciated at the time" (pg. 13)

          • "[however,] Mao Zedong's decision to launch the Great Leap Forward, which was in essence a recklessly utopian leap away from the Soviet model, was at the root of the Sino-Soviet split" (pg. 13)

        • "the invasion and occupation of Communist Cambodia by Vietnam (1978-1989) and war between Vietnam and China in 1979…erupted because Communist regimes…based themselves on the territorial and social space of the nation-state" (pg. 14)

        • "[the] rapid decolonization in the British and French empires in the 1950's and 1960's meant that many newly independent states looked to the USSR as a model of state-led economic growth and social and cultural modernization" (pg. 14)

          • "in Africa, no fewer than 35 out of 53 countries declared themselves to be 'socialist' in some form or [an]other between the 1950's and 1980's" (pg. 15)

          • "[however,] the Soviet Union had little experience [with] Africa and pursued a cautious policy largely confined to modest diplomatic and financial support for liberation movements" (pg. 15)

      • Communist Politics (pg. 17)

        • "Communist regimes took root in societies that had not tradition of representative democracy, civil liberties, or rule of law. In that respect, the represented a continuation of deep-rooted patterns of authoritarian government" (pg. 17)

        • "primary decision-making was confined to the very highest level of the party-state - to the politburo" (pg. 17)

        • "the key elements of Marxist-Leninist ideology…was never clear, and the contradictory interpretations that resulted from this ensured that crafting policy was never straightforward" (pg. 18)

        • "in the course of 15 months [of the Great Terror in Stalin's Russia in 1937-1938], approximately 1.5 million people were arrested, almost half of whom were shot" (pg. 19)

        • "the modern character of Communist politics appears to be evinced by the mobilization of citizens in support of state goals through campaigns, trade unions, youth leagues, or women's associations[s]; by the pervasiveness of propaganda and mass media; by surveillance of the population; and…by reliance on forms of governmentality that encouraged individuals to regulate their own behavior " (pg. 21)

        • "Communist state and party structures were massively bureaucratized" (pg. 21)

      • The Economy (pg. 23)

        • "with the exception of East Germany and Czechoslovakia, Communist parties came to power in agrarian countries where at least three-quarters of the population farmed the land" (pg. 23)

        • "land reform was a key means used by Communist parties to win peasant support" (pg. 23)

        • "however, the…move to collectivization of agriculture was motivated less by ideology than by the need to feed a rapidly growing urban population, to boost food production, and to squeeze a surplus from the rural population to finance industrialization" (pg. 23)

          • "central to the collectivization process was the 'liquidation of kulaks as a class'" (pg. 23)

        • "in China, collectivization was by no means as brutal" (pg. 24)

        • "all Communist states built centralized command economies in which the main sectors were owned and controlled by the state and in which an all-embracing system of planning determined economic goals" (pg. 25)

    • Chapter 1 - Karl Marx and Friedrich Engels on Communism, by Paresh Chattopadhyay (pg. 37)

      • Introduction (pg. 37)

        • "the representation of communism as an ideal society is at least as old as Plato." (pg. 37)

        • "[however,] it was Marx and Engels who made communism famous as the projection of a society that could arise logically out of the internal contradictions of capitalism" (pg. 37)

        • "they…drew on writings…[from] mainly Saint-Simon, Charles Fourier, and Robert Owen, the utopians', who had propagated the ideas of a post-capitalist society" (pg. 37)

      • Conditions for Communism (pg. 38)

        • "the conditions for the rise of communism are not given by nature. Communism is a product of history" (pg. 38)

    • Chapter 2 - Lenin and Bolshevism, by Lars Lih (pg. 53)

      • "instead of focusing exclusively on party structure and institutions, [Lenin] talked about Bolshevism as a movement based on a particular vision of Russia's revolution present and future" (pg. 54)

      • "Bolshevism was a Russian movement that tried to implant the perspectives of European 'revolutionary Social Democracy' into the inhospitable soil of absolutism" (pg. 54)

      • Karl Kautsky and the SPD Model (pg. 54)

        • "the relationship between Bolshevism and Western Social Democracy is embodied in the figure of Karl Kautsky" (pg. 54)

        • "according to Marx and Engels, the proletariat had been given a mighty mission to take over state power and use it to institute socialism. This meant that only the workers themselves could carry out their own emancipation" (pg. 55)

        • "the man who turned Marx's grand vision into practical politics was Ferdinand Lassalle" (pg. 55)

        • May 8, 1887 - Lenin's older brother was hanged for attempting to assassinate the tsar (pg. 57)

          • "much has been written about the psychological impact of [Lenin's] brother's execution" (pg. 57)

        • "Lenin began to wonder whether perhaps some version of the [German] SPD strategy [of a permanent campaign] could be used immediately in tsarist Russia as a way of achieving political freedom" (pg. 57)

      • Towards World Bolshevism (pg. 63)

        • August 4, 1914 - a parliamentary delegation of the German SPD joined the bourgeois parties to vote on committing funds toward the German war effort (pg. 63)

          • "this vote was seen by many…including Lenin, as a terrible betrayal of basic socialist principles" (pg. 63)

        • "from 1914, [Lenin] insisted on a complete split within international socialism…and creating a new International [(Communist International - Comintern)] based on unadulterated 'revolutionary Social Democracy'" (pg. 63)

        • "[Lenin's] expectation of revolutionary contagion was one of the justifications for the October Revolution of 1917 as well as the founding of the Third or Communist International (Comintern) in March 1919" (pg. 64)

    • Chapter 3 - Stalin and Stalinism, by Kevin McDermott (pg. 72)

      • "Stalinism was one of the most violent political systems in history" (pg. 72)

      • Interpretive Models (pg. 72)

        • "it seems to me problematic to define 'Stalinism' as a singular entity…[because] 'Stalinism' meant different things to different people" (pg. 73)

        • "it is certainly no exaggeration to contend that Stalin's entire world view and many of his policies were filtered through the prism of war, actual or potential, civil and international, and the dangers, hopes, risks, and opportunities associated with these periods of crisis" (pg. 73)

      • Stalin's Personality and Rise to Power (pg. 76)

        • "he was…a man of many faces" (pg. 76)

          • "it has been argued by a leading American scholar that there were 'several Stalins'" (pg. 76)

            • "'Stalin the schoolmaster'" (pg. 76)

            • "Stalin the wise padrone' patiently soothing relations with Western diplomats" (pg. 76)

            • "Stalin the grand editor" (pg. 76)

        • "depending on the situation and his interlocutors, Stalin could be a consummate actor, tailoring his remarks to fit [his] audience, and a master of deception, feigning moderation, even affability" (pg. 76)

      • The Great Patriotic War and 'High Stalinism' (pg. 84)

        • "what we call the Second World War…[is] known to Russians as the 'Great Patriotic War' (1941-1945)" (pg. 84)

    • Chapter 4 - Mao and Maoism, by Timothy Cheek (pg. 90)

      • Mao and China's Revolutions (pg. 91)

        • "the CCP was officially founded in Shanghai in July 1921" (pg. 91)

          • "in accordance with Comintern policy, the CCP entered into a 'bloc within' United Front with the stronger Nationalist Party (Guomindang, GMD) led by Sun Yat-sen" (pg. 91)

        • "after the counter-revolution of April 1927, in which GMD forces under General Chiang Kai-shek decimated Union and Communist ranks in Shanghai and other major cities, Mao and [his] colleagues [fled] to the countryside, setting up rural soviets in south-east China" (pg. 92)

        • "[the 1950's and 1960's] was a grim one for China and for Mao's legacy. The Hundred Flowers rectification of 1957 was followed by a harsh nationwide purge…Next, Mao promoted an ambitious economic development strategy [called] the Great Leap Forward (1958-1960) that…contributed to at least 30 million deaths…[and finally,] after a retrenchment in the early 1960's…Mao initiated a final effort at total revolution: the Cultural Revolution. It was designed to protect China from the dire threat…of the Soviet Union under Khrushchev. China and the Soviet Union fell into an ideological split that culminated in national confrontation and fighting on the Manchurian border in 1969" (pg. 94)

      • Maoism: Revolutionary Ideology and Praxis (pg. 95)

        • "Mao is in both the humanist and idealist wings of Marxist thought" (pg. 96)

        • "the CCP under Mao's leadership created a variant of the Russian model" (pg. 96)

          • "Mao instituted the 'mass line' [which was] an organized form of 'Democratic centralism' that could be very responsive to local needs and which included the broadest actual popular consultation and participation in any communist movement" (pg. 96)

          • "Mao and the CCP [also] consistently returned to the idea of the 'United Front', an ideological tool that allows a Bolshevik regime to share power with other social forces" (pg. 96)

          • "Mao [also] stressed rural issues and the peasantry" (pg. 96)

      • What is Maoism? (pg. 101)

        • "there is a core to Maoism, usually referred to as revolutionary nationalism, the commitment to save China and then build up China" (pg. 101)

The Oxford Handbook of The History of Communism (Part 2)

  1. General Notes:

    • Chapter 5 - 1919, by Jean-Francois Fayet (pg. 109)

      • "a revolutionary moment in Europe, the year 1919 also witnessed a series of revolts and protests movements which, from the Middle East to the Far East, constituted the first generalized challenge to colonial domination. Whether political, economic, social, and / or national, the expectations raised by the war were immense" (pg. 109)

      • "1919 crystallized the opposition between two rival plans to reorder the world…the first was that of the communists…the second was that of the victorious powers" (pg. 109)

      • The War is a Revolution, A Multitude of Revolutions (pg. 110)

        • "the First World War was a war without precedent. Its duration and intensity of the war effort necessitated a mobilization of all elements of society on a scale never seen before." (pg. 111)

        • "in Britain, there was a movement by shop stewards and there were strikes by textile workers; in France, there were strikes by metalworkers; in Germany and Austria, [there were] demonstrations against shortages; and in Russia and Italy, food riots" (pg. 111)

        • "at the end of January 1918 troubles broke out in Budapest. A strike movement gripped factories in Vienna, then in Berlin and Leipzig" (pg. 113)

        • "at the end of February…the German army invaded Ukraine and broke through the Baltic Front." (pg. 113)

          • "a majority emerged around Lenin in favor of signing an immediate peace, even though its terms were humiliating" (pg. 113)

          • "in forcing Soviet leaders to choose between permanent revolution or cohabitation with capitalism, the Treaty of Brest-Litovsk raised a problem that would recur thereafter, where the interests of the Soviet state were in contradiction with those of the international revolution" (pg. 113)

          • "by autumn 1918, Soviet Russia was reduced to the territory of ancient Muscovy [and] completely encircled militarily" (pg. 113)

      • Revolutions and Counter-Revolutions in Europe (pg. 114)

        • "the revolution consisted [of] destroying the state apparatus of the bourgeois and organizing a new proletarian state apparatus in the form of a government of workers' councils. The tactic envisaged was mass action by the proletariat , including armed struggle. [this] recourse to civil war, understood as being the inevitable culmination of class struggle…was a component [only] in the history of Bolshevism and the revolutionary movement in imperial Russia" (pg. 115)

      • Anti-Imperialist Contestation (pg. 119)

        • "nationalist movements spread from Europe to the colonies, and the skill of the Bolsheviks lay in assimilating the colonial question to the national question and re-emphasizing the distinction between oppressor states and oppressed nations, a distinction that Lenin considered to be at the heart of imperialism" (pg. 119)

        • "the anti-colonial policy of the Soviets was thus an extension of their nationalities policy" (pg. 119)

        • "it was the gap between the principles proclaimed by Wilson [mainly that of national self-determination] and the policies embodied in the peace treaties [plans of the British and French to annex new territories that had belonged to the defeated empires] that allowed the Soviets to get closer to nationalist movements that had once been alien to them" (pg. 120)

          • "in Egypt, which had officially become a British protectorate in 1914, a nationalist revolt erupted on March 9, 1919, led by the Wafd Party of Saad Zaghloul in a response to the refusal of the metropolis to consider independence" (pg. 120)

          • "uprising followed in Bombay, Calcutta, Ahmedabad, and Delhi" (pg. 120)

          • "the conflicts that broke out in India…allowed the Soviets for the first time to apply a policy that accorded with both the national and international interests of the RSFSR [(Russian Soviet Federative Socialist Republic)]" (pg. 120)

            • "the Soviet pursued a similar policy in Persia" (pg. 120)

          • "the Soviets also supported the nationalist movement in Tabriz, which proclaimed the secession of the republic of Azerbaijan from Persia" (pg. 121)

        • "the upholding by the Versailles peacemakers of the economic and judicial privileges enjoyed by the Western powers in China and the transfer of German privileges in [the] Shandong province to the Japanese aroused violent protests, known as the May Fourth Movement" (pg. 121)

          • "this movement of students, workers, and merchants [is] considered by most historians to be the origins of communism in China" (pg. 121)

        • "in September 1920…Grigorii Zinoviev, chair of the newly created Comintern, called on the delegates [of the First Congress] to wage a holy war against British imperialism" (pg. 122)

        • March 16, 1921 - Soviet Union signs a friendship treaty with Turkey (pg. 122)

    • Chapter 6 - 1936, by Tim Rees (pg. 125)

      • "[a] popular front policy…had been adopted by the Comintern at its 7th Congress in July-August 1935" (pg. 125)

        • "the deepest and most far-reaching communist involvement would prove to be in Spain, where the civil war had broken out in July [of 1936]" (pg. 126)

      • "communists on every continent were engaged in a whole spectrum of activities that included political demonstrations, electoral campaigning, strikes and hunger marches, civil rights campaign of women and ethnic minorities, peasant agitation and land seizures, fundraising for solidarity and relief organizations, anti-colonial struggles, and armed and passive resistence to fascist and right-wing dictatorships." (pg. 126)

        • "Soviet and Comintern propaganda strongly promoted this activism" (pg. 126)

      • "[however,] the Soviet Union was isolated and threatened by powerful, militaristic neighbors, economic progress stumbled with a sharp downturn in industrial output and a poor harvest, and the growing prominence of communists in some countries was more than balanced by the outright destruction or enduring weakness of communist parties elsewhere" (pg. 126-127)

      • "in 1936 [in Russia,] there was a further economic downturn and widespread disruption in both output and the distribution of goods" (pg. 127)

        • "a contributing factor to the economic problems of 1936 was an increase in armaments production" (pg. 128)

        • "this was prompted by the fear of a growing military threat to the Soviet Union from Germany and Japan" (pg. 128)

        • "following the Japanese occupation of Manchuria in 1931 and the rise of the Nazis to power in 1933…there were pressures for the Soviet Union to act more as a conventional state in the preservation of its security" (pg. 128)

        • "in the Far East, the Soviet Union retained contact with Chiang Kai-shek's Guomindang regime…in an attempt to secure an alliance with China against a possible Japanese attack." (pg. 128)

          • "the rationale for about-face was pragmatic" (pg. 128)

        • "whether collective security was achievable, and whether it might actually weaken the Soviet Union at a time when its economic and military strength was still developing, was a serious dilemma that underlay Soviet foreign relations throughout 1936." (pg. 128)

          • "[further nerve-racking was] the fact that the Western powers maintained continuing relations with Germany and Italy under the policy of appeasement" (pg. 128)

        • "by far the most significant foreign policy challenge faced by the Soviet Union was the wholly unexpected outbreak of civil war in Spain in July 1936" (pg. 128)

      • "after 1928, the Comintern had adopted the policy of 'class against class', which had committed communist parties to a revolutionary offensive and to attacking their anarchist and socialist rivals for working-class support" (pg. 129)

        • "however, from the early 1930's communist parties had suffered a series of defeats as dictatorial regimes took power" (pg. 129)

        • "the response of the Comintern to this crisis was to turn toward the popular front strategy [which was] formally adopted at the 7th Congress…[thus] bringing the policies of the Comintern into line with those of Soviet foreign policy" (pg. 130)

      • "while the Politburo of the Soviet Communist Party was in theory responsible for policy-making…it was Stalin and his principle lieutenants, meeting in ad hoc groups, who [made] decisions" (pg. 131)

        • "following the internal reorganization, approved by the 7th Congress, of the Comintern…the Executive Committee of the Comintern was effectively sidelined…[and] a small circle of secretaries now worked directly with Dimitrov to oversee policy " (pg. 132)

      • "although success in forming popular fronts was limited, the strategy legitimized other activities and forms of joint action" (pg. 135)

      • "at the end of 1936…the popular front strategy had largely failed" (pg. 136)

    • Chapter 7 - 1956, by Sergey Radchenko (pg. 140)

      • March 6, 1953 - Stalin dies (pg. 140)

        • "the new Soviet leadership sought to reverse the tide of repression" (pg. 141)

        • "there was also a thaw in Soviet foreign policy. Malenkov, and later Khrushchev, embraced ideas of peaceful coexistence between the East and the West." (pg. 141)

          • "this policy was born of a realization that a nuclear war would have no winners, and that the two blocs had no choice but to settle their differences at the negotiating table, and compete peacefully" (pg. 141)

        • "in 1954, Khrushchev, in a bid to win Chinese support, cancelled humiliating agreements that had given the Soviet Union special privileges in Manchuria and Xinjiang, and withdrew forces from Port Arthur, the Soviet naval base in China" (pg. 141)

      • The Secret Report (pg. 141)

      • Poland and Hungary (pg. 144)

        • June 28, 1956 - "employees at the Stalin Metal Works and [other enterprises]…stopped work and marched through the streets, demanding better pay and living conditions" (pg. 144)

          • "one could also hears calls to return the Polish lands that the Russians had taken in 1939 by a secret agreement with Germany and had kept after the war" (pg. 145)

        • October 23, 1956 - student and workers poured into the streets igniting the fuse of revolution (pg. 147)

        • October 29, 1956 - British, French, and Israeli forces attack Egypt precipitating the Suez Crisis (pg. 147)

          • "the brief war…was a response to Gamal Abdel Nasser's nationalization of the Suez Canal" (pg. 147)

        • October 31, 1956 - Khrushchev authorizes a massive military intervention in Hungary (pg. 148)

          • "the war in the Middle East lowered the stakes of intervention in Hungary by providing a suitable distraction" (pg. 147)

        • "the Hungarian Revolution of 1956 thus ended in failure. But in the longer term it exposed the moral bankruptcy of communism" (pg. 148)

      • The Rise of China (pg. 148)

        • "the year 1956 ushered in the beginning of 'de-colonization' of the Eastern bloc" (pg. 148)

        • "but it was China that was the greatest beneficiary of the 'de-colonization' of 1956, for it was Khrushchev's criticism of Stalin that allowed Mao Zedong to set a course in domestic and foreign policy that would soon lead to the end of the Sino-Soviet alliance and prepare China for the era of reform and opening to the outside world" (pg. 148)

    • Chapter 8 - 1968, by Maud Anne Bracke (pg. 156)

      • "this article will attempt to demonstrate both the expansion and erosion of communism's ideological and social power by focusing on developments in Europe, the USSR, South East Asia, and China" (pg. 157)

      • "the 1960's were a decade dominated by the expression of desires for liberation and self-determination" (pg. 157)

      • The 'Spirit of 1968': Cultural Revolt (pg. 156)

        • August 24, 1968 - Russia invades Czechoslovakia (pg. 156)

        • "communism was successful where it was able to capture a spirit of optimism and possibilities, of new beginnings, and where it responded to calls for bold agency and heroic action. Communism also appealed where it drew on elements of traditional and local culture. And finally, the spirit of revolutionary communism was influential where it responded to real social conflict and inequality and to resistence to old and new forms of privilege" (pg. 157)

      • Communism on the 'Old' Continent: The Passing of the Post-War Era (pg. 159)

        • "across Europe the general trend was towards a Marxism that was disconnected from the ruling ideologies and practices of communist parties" (pg. 160)

        • "following 1956, Khrushchev attempted to replace Stalinism with a 'purer' interpretation of Marxism-Leninism, underpinned by a teleological belief in technological and scientific progress" (pg. 162)

          • "[however,] following Khrushchev's removal from power in 1964 political repression was intensified" (pg. 163)

    • Chapter 9 - 1989, by Matthias Middell (pg. 171)

      • Two Ways of Telling the Story? (pg. 171)

        • "in the first and narrow version of the story, 1989 marks the end of the Soviet Union and the dissolution of the military framework (the Warsaw Pact) and the economic framework (Comecon) of the Eastern Bloc" (pg. 171)

          • "the narrower story of 1989 as one about the 'end of communism' requires considerable qualifications [as] the survival of communist regimes in China, North Korea, Vietnam, Laos, [and] Cuba shows that communism was far from finished" (pg. 172)

        • "in the second and broad version, 1989 brings to visibility the processes that had been at work for several decades undermining the power blocs of the Cold War era,, and marks a breakthrough into a new world that had implications for the West as much as for the East" (pg. 171)

          • "the broader narrative of 1989…sees the year as marking the end of the bipolar world order established after 1945 and the breakthrough of a new order" (pg. 172)

          • December 7, 1988 - Mikhail Gorbachev gives speech at U.N. General Assembly (pg. 172) [116224 .pdf (wilsoncenter.org)]

          • September 11, 1990 - George H. W. Bush's Address Before a Joint Session of Congress (pg. 172) [September 11, 1990: Address Before a Joint Session of Congress | Miller Center]

            • From Article: [September 11, 1990: Address Before a Joint Session of Congress | Miller Center]

              • "I've just returned from a very productive meeting with Soviet President Gorbachev. And I am pleased that we are working together to build a new relationship. In Helsinki, our joint statement affirmed to the world our shared resolve to counter Iraq's threat to peace."

              • "A new partnership of nations has begun."

              • "The crisis in the Persian Gulf, as grave as it is, also offers a rare opportunity to move toward an historic period of cooperation. Out of these troubled times, our fifth objective—a new world order—can emerge: a new era—freer from the threat of terror, stronger in the pursuit of justice, and more secure in the quest for peace."

              • "Once again, Americans have stepped forward to share a tearful goodbye with their families before leaving for a strange and distant shore. At this very moment, they serve together with Arabs, Europeans, Asians, and Africans in defense of principle and the dream of a new world order. That's why they sweat and toil in the sand and the heat and the sun."

          • January 29, 1991 - George H. W. Bush's State of the Union Address (pg. 172) [January 29, 1991: State of the Union Address | Miller Center]

        • "the effects of 1989 on anti-communist regimes were perhaps most dramatically evinced in South Africa, where the unbanning of the African National Congress, in which communist influence was significant, and the release of Nelson Mandela on February 2, 1990 marked the beginning of the transition to democracy" (pg. 172)

      • Historical Analogies (pg. 173)

        • "under Leonid Brezhnev, general secretary from 1964 to 1982, the Soviet economy continued to rely on the export of raw materials" (pg. 174)

        • "on coming to power in 1985, Mikhail Gorbachev recognized that the Soviet economy was running into the ground as a result of the arms race" (pg. 174)

          • "with the onset of perestroika from 1986, Gorbachev hoped to save the Soviet Union by lightening the burden of military expenditure and by modernizing industrial production, trading Russia's enormous wealth in raw materials for Western technology" (pg. 174)

          • "[however,] the attempt to carry out economic and political reform simultaneously…eroded the power of the party-state, the command-administrative economy, and the structures of imperial dominance, leading to the rapid break-up of the system" (pg. 174)

        • "we can see that 1989…may productively be considered from the perspective of changes in the nature of the nation-state, changes that were connect to…[the] deepening [of] the globalization of the capitalist economy" (pg. 175-176)

        • "thus, 1989 can be seen as a reaction to the 'shock of the global'…[where] the immediate effects of 1989 were actually to strengthen national sovereignty" (pg. 176)

      • The Singing Revolution in the Baltic States (pg. 177)

        • "one of the least integrated parts of the Soviet union were the Baltic States which had been forcibly incorporated as a result of the Molotov-Ribbentrop Pact of 1939, the secret protocols of which divided eastern Europe into two zones of influence under Nazi Germany and the Soviets" (pg. 177)

        • "from 1987, nationalists in the Baltic States began to claim that the Soviet Union had occupied their countries illegally" (pg. 177)

        • August 23, 1989 - over a million people peacefully protest in Estonia (pg. 177)

    • Chapter 10 - The Comintern, by Alexander Vatlin & Stephen Smith (pg. 187)

      • The Evolution of the Comintern, 1919-1943 (pg. 187)

        • "the Comintern was established by the First Congress of the Communist International which took place in Moscow from March 2, 1919 to March 6, 1919" (pg. 187)

        • "in calling itself the Third International, the Comintern emphasized its continuity with the First International, created in 1864….and the Second International, created in 1889, which had transformed labor movements into [being] a factor in world politics" (pg. 187)

          • "however, the Comintern leaders believed that the Second International had betrayed revolutionary socialism by failing to oppose the First World War and so the Third International was now necessary in order to realize the Marxist theory of the transition from capitalism to socialism" (pg. 187)

        • "the platform adopted at the founding congress…called on the working class of 'break the rule of capital, make wars impossible, abolish the frontiers between states, transform the whole world into a community where all work for the common good and realize the freedom and the brotherhood of the people" (pg. 188) [First Congress of the Communist International (marxists.org)] [First Congress of the Communist International (marxists.org)]

        • "while communists denied the innate value of parliamentarianism and civic freedoms, they were nevertheless required to use legal means of struggle in the democratic countries of Europe - parliament, trade unions, and the press - in order to promote the class struggle" (pg. 188)

        • "according to the constitution [set out at the Second Congress,]…the Comintern was to become the 'global party of the proletariat'…[and] its directing organ…was to be the Executive Committee (ECCI)" (pg. 188)

          • "the ECCI…thus assumed the mantle of 'general staff of the world revolution', issuing summonses and directives" (pg. 188-189)

        • "the schematic interpretation of 'Marxism-Leninism' tied the hands of foreign communists, just as it did their Russian comrades, allowing no space for creative analysis or theoretical initiative" (pg. 190)

          • "this prevented communist parties [from] working out an independent political course that responded to the concrete conditions [of] their respective countries" (pg. 190)

        • "in line with Stalin's own view, social democracy in Europe was classified as social fascism, and the coming to power of fascist movements [primarily in Germany] was hailed as proof that capitalism had reached a terminal crisis" (pg. 191)

        • "Stalin avoided directing the Comintern personally, relying instead on V. M. Molotov, I. A. Piatnitskii, and V. G. Knorin to translate his instructions into practice" (pg. 191)

          • "the Stalinization of the Comintern was further reflected in the restructuring of its central apparatus. Operational work was concentrated in…'secretariats', responsible for whole regions, and in commissions made up of members of the Presidium [who] were responsible for different aspects of Comintern work" (pg. 191)

        • "the establishment of Hitler's dictatorship in Germany in 1933…caused the Comintern gradually to distance itself from sectarian and leftist positions" (pg. 192)

          • "the adoption of the 'popular anti-fascist front' signaled the reunification of the policy of exposing social democrats as the principle enemy of the communists and the reunification of revolutionary and reformist trade unions in defense of political freedoms and parliamentary democracy" (pg. 192)

          • "this new tactic buttressed the efforts by the Soviet government to construct a system of 'collective security' to oppose the aggressive designs of Nazi Germany and Fascist Italy" (pg. 192)

        • "the chief practical expression of the new policy was the formation of a Popular Front government in France in June 1936, supported by the communists" (pg. 192)

          • "the Comintern was [also] very active in helping the [left-wing] Republican forces in Spain [during their civil war]" (pg. 192)

        • "in the first stage of the Second World War…the international communist movement [became subservient to] Soviet foreign policy" (pg. 193)

          • "just a day before the Non-Aggression Pact was signed between the USSR and Germany, the secretariat of the ECCI called on communist parties to 'carry out the struggle against the aggressors ever more energetically, especially against German fascism'" (pg. 193)

          • "following the outbreak of war, however, communist parties were instructed to carry out pacifist propaganda and to make no distinction between the Hitler regimes and its opponents." (pg. 193)

          • September 7, 1939 - Stalin says to Georgi Dimitrov that the 'division of capitalist countries into fascist and democratic has lost all sense' (pg. 193)

            • "as a result, the Comintern leadership removed the slogan of the popular front from its masthead and for almost two years the call for a struggle against fascism disappeared" (pg. 193)

        • "the subordination of Comintern tactics to the changing requirements of Soviet foreign policy was revealed most sharply in 1939 to 1941 [which] intensified the isolation of communist parties in their national political arenas" (pg. 193)

          • "thousand of activists and operatives quit the ranks of the movement, refusing the accept that the Second World War was an imperialist war" (pg. 193)

          • "the outbreak of war complicated relations between [the] ECCI and its national sections" (pg. 193)

        • "after Germany attacked the Soviet Union in June 1941…communists resumed the policy of a popular united front against fascist aggression" (pg. 194)

        • "at the root of the decision to dissolve the Comintern lay the calculation that a decisive breakthrough in the course of the war would require the Soviet Union to strengthen its position in the anti-Nazi coalition, especially with regard to the reorganization of the political landscape of Europe once the war was over" (pg. 194)

        • "the creation and activity of the Communist International was a crucial element in the project to transform the world along communist lines that emerged out of the revolutionary crisis caused by the First World War" (pg. 194)

      • Issues in Comintern Historiography (pg. 195)

        • "ECCI policy was generally the outcome of compromise, often marked by a calculated ambiguity" (pg. 196)

        • "it is clear that the communist parties would not have emerged in many countries without the intervention of the Comintern" (pg. 196)

    • Chapter 11 - Communism in Eastern Europe, by Pavel Kolar (pg. 203)

      • "for most of the modern era [Eastern Europe] was an object of great power politics. Situated in the boundary zone between the Austro-Hungarian, German, Russian, and Ottoman Empires, Eastern Europe was a playground of imperial struggle from the early modern period onwards" (pg. 204)

      • "[the] fundamental conflict between national emancipation and imperial aspirations remained present in Eastern Europe after 1945" (pg. 204)

        • "whenever a small nation-state took an independent political stand…conflict with a great power followed" (pg. 204)

          • Yugoslavia in 1948

          • Hungary in 1956

          • Czechoslovakia in 1968

      • "communism in Eastern Europe collapsed mainly due to its internal deficiencies" (pg. 204)

        • "communism suffered from fundamental contradiction caused by regional and historical peculiarities" (pg. 204)

      • Nation and Class (pg. 205)

        • "throughout the history of Eastern European communism there was an uneasy marriage between nation and class, the two key ideas of European modernity" (pg. 205)

        • "with the rising threat of fascism in the mid-1930's, however, communists adopted the strategy of the 'popular front' and this allowed for cooperation with socialist and petit-bourgeois parties. 'Popular frontism', a nation-based legitimization of social revolution, broadly remained the framework of communist movements until the rise of Stalinism in the late 1940's" (pg. 205)

        • "the popular perception of Stalinist rule as 'alien to the nation' was a powerful driving force behind the uprising of 1956. The crisis not only led to de-Stalinization, but revived the idea of 'national roads to socialism'" (pg. 206)

        • "in the post-Stalinist era self-representation through nationalist propaganda became essential to the legitimation strategies of the East European regimes" (pg. 207)

        • "in the long run, nation and class succeeded in cohabitating" (pg. 207)

          • "it is difficult [however] to come to a clear conclusion on whether national beliefs underpinned or undermined communist rule" (pg. 207)

      • Power and Society (pg. 208)

        • "in order [for the state] to survive, the regime [requires] toleration or even support from [society]" (pg. 208)

        • "the formative years of communist regimes were characterized by mass mobilization and repression on a substantial scale. It was a period when violence was used to reshape social relations" (pg. 208)

          • "such a huge operation, however, could not be carried out by the repressive organs alone: it relied on the acquiescence or active collaboration of those who benefited - or who hoped to benefit - from the new order" (pg. 208)

        • "in the post-Stalinist era, mass mobilization and untrammeled violence ceased, but power and society became even more intertwined…in order to survive, communist dictatorships had to be 'normalized' and so they developed a sophisticated system of domination based on mutuality between rulers and ruled. Socialist citizens learned to arrange their 'ordinary lives' in a world permeated with ideology, and to reshape official directives to meet their needs" (pg. 208-209)

        • "a crucial feature of the Stalinist period was that the [communist] party had been violated by the [Russian] state apparatus, manifest[ed] in the dominance of the security organs" (pg. 209)

          • "the post-Stalinist period saw the revival of the party as the central organ or power" (pg. 209)

        • "the relationship between regime and society in late socialism is often described as a 'new social contract'" (pg. 210)

          • "this interpretation, however, is shaky, since it does not explain why the contract ceased to function" (pg. 210)

          • "the fall of the regime happened when the context changed so that it no longer made sense, i.e. when the common sense of communism was challenged by political alternatives such as perestroika, nationalism, or human rights" (pg. 210)

      • Production and Consumption (pg. 210)

        • "undoubtedly, one of the sources of communism's collapse was the regimes' incapacity to satisfy the growing consumption needs of their citizens" (pg. 210)

          • "we are producing things that no one needs. And we lack those things that we need terribly" - Vaclav Havel, President of Czechoslovakia (pg. 210)

        • "sooner or later central planning gave rise to grave problems in all countries. The needs of producers and planners diverged, and so plan targets were generally mismatched; and the prioritization of production over consumption meant that the needs of citizens always prefigured low on the plan agenda" (pg. 211)

          • "the result was that consumer goods were always in short supply and subject to arbitrary pricing" (pg. 211)

        • "[central planning was] assumed to be superior to the anarchy of the capitalist market" (pg. 211)

      • Culture and Ideology (pg. 213)

        • "the close interconnectedness of culture and national politics shaped political developments after 1945" (pg. 213)

    • Chapter 12 - Communism in China (1900-2010), by Yang Kuisong & Stephen Smith (pg. 220)

      • "in China, the earliest formulation of an embryonic notion of 'communism' can be found in the 1853 'Land System of the Heavenly Dynasty' promulgated by the rebels of the Taiping Heavenly Kingdom" (pg. 220)

      • "the earliest Chinese writer who depicted the future communist ideal was the reformist leader Kang Youwei (1858-1927)" (pg. 220)

        • "Kang argued that the society of the future would be one purged of the state, and of class, racial, family, and other divisions" (pg. 220)

        • "according to Kang, the means of production would be publicly owned, the economy would be planned, and everyone would have a rightful place in society" (pg. 220)

      • "the first Chinese specifically to advocate 'socialism' and 'communism' was the revolutionary nationalist leader Sun Yat-sen (1866-1925), who in 1905 formulated his 'Three People's Principles'" (pg. 220)

        • Nationalism

        • People's Rights

        • People's Livelihood

      • "from ancient times philosophers such as Laozi, Zhuangzi, and Mozi had advocated the equal division of inherited property, the removal of class constraints and distinctions between rich and poor, and the promotion of officials according to merit via the imperial examination system" (pg. 221)

      • "the earliest thinkers in China to advocate communism by means of a revolutionary overthrow of current society were a handful of radical anarchist intellectuals. The most famous was Liu Shifu (1884-1915)" (pg. 221)

      • "in 1920, the Comintern pushed for the formation of a Chinese Communist Party" (pg. 221)

        • "its aims and policies were largely copied from those of the Russian party" (pg. 221)

      • "up to the end of 1923, in a country with a population of over 400 million, there were no more than 1,000 members" (pg. 222)

        • "by 1925, the CCP had about 10,000 members" (pg. 222)

        • "by spring 1927, it had more than 57,000 members" (pg. 222)

      • "the Comintern dictated that the CCP should cooperate with the GMD but work to engineer a situation where it could ultimately break with the party" (pg. 222)

        • "[however,] in the summer of 1927 the GMD brutally ruptured relations with the CCP" (pg. 222)

      • "in autumn 1931, while the GMD was trying to conquer remaining warlord territories, Japan invaded Manchuria in a massive military action designed to erode China's territorial integrity" (pg. 222-223)

      • November 7, 1931 - the CCP, with the help of the Comintern, establish its own state - the 'Chinese Soviet Republic' (pg. 223)

        • "thus republic lasted barely three years" (pg. 223)

      • December 12, 1936 - Zhang Xueliang and Yang Hucheng stage a coup against the GMD and kidnap Chiang Kai-shek, leader of the GMD (pg. 223)

      • "the CCP's resurrection in part derived from the change in policy of the Comintern, announced in 1935, in response to Hitler's ascent to power in Germany in 1933" (pg. 223)

        • "in support of the Soviet Union's campaign for collective security in Europe, the Comintern now called for a united front between Communists and anti-fascist forces" (pg. 223)

      • "from 1935, the CCP applied the new, more open policy towards Zhang Xueliang, Yang Xucheng, and other local warlords [which] laid the basis for the second united front between the CCP and the GMD following the Xi'an Incident" (pg. 224)

        • "with the outbreak of full-scale war with Japan in [the] summer 1937, the CCP continued to pursue the united front" (pg. 224)

      • "following the end of the [Second World] war, the GMD government…sought to extend its authority over the whole country…the result was a ferocious civil war that erupted in 1946" (pg. 224)

        • "the Soviet Union secretly assisted the CCP while the U.S. backed the GMD [nationalist] government" (pg. 224)

      • October 1, 1949 - PRC is established (pg. 224)

      • June 30, 1949 - Mao declares China would lean toward the Soviets and went in December to meet with Stalin to discuss the possibility of a treaty of mutual cooperation (pg. 224)

      • "the priority of the new government was to implement a policy of redistributing land to the tillers." (pg. 225)

    • Chapter 13 - Communism in South East Asia, by Anna Belogurova (pg. 236)

      • "In South East Asia the Marxist message came primarily to address issues of nation-building. The article traces the development of communist parties from their early diasporic networks and engagement with the Comintern, to their relations with the colonial powers, to the establishment of communist-ruled states after the Second World War, through to the Cold War and US efforts to contain communism. The article looks at the various forms that communism took in the region, from hybrid Chinese associations in British Malaya and Hồ Chí Minh’s Indochina network, to the constitutional party of Sukarno’s Indonesia, to the semi-Buddhist Burmese Way to Socialism of Ne Win, to the neo-dynastic communism of Pol Pot. Special attention is paid to the interplay between nationalism, internationalism, and communism." [Communism in South East Asia - Oxford Handbooks]

      • "communism presented itself as the key to ensuring the defeat of imperialism and the right of nations to determine their own future" (pg. 238)

    • Chapter 14 - Communism in Latin America, by Mike Gonzalez (pg. 252)

      • In the Wake of October (pg. 252)

        • "the Russian experience became 'the' model to be followed, and its interpretation of Marxism the orthodoxy of the moment" (pg. 253)

      • "Latin America’s communist parties were shaped by the Soviet Union’s political priorities up to 1945. This sparked debate with those that emphasized the specificity of Latin American conditions, notably the Peruvian Marxist Mariátegui. The Cuban Revolution of 1959 launched a new continental strategy, based on the guerrilla warfare strategies advocated by Che Guevara. By the late 1960s, these had failed. The election of Salvador Allende to the Chilean presidency in 1970 briefly suggested an electoral strategy to socialism, until it was crushed in the military coup of 1973. Nicaragua’s Sandinista Revolution opened new hopes for a Central American revolution, but this movement was destroyed with the active support of the U.S.. In 1994 the Zapatista rebellion in Mexico signaled a new phase of resistance against neo-liberalism and a rising tide of new social movements carried Left governments to power in what President Hugo Chávez of Venezuela dubbed the era of ‘twenty-first-century socialism’" [Communism in Latin America - Oxford Handbooks]

    • Chapter 15 - Communism in the Islamic World, by Anne Alexander (pg. 268)

      • "This essay explores some of the common patterns in the history of communism in Muslim-majority societies. The most important of these had little to with Islam. Rather, they reflected the impact of European imperialism and nationalist resistance, the uneven tempo of integration into the global economy, the timing of the anti-colonial revolutions and the location of the post-colonial regimes in the great games of geopolitics. However, the other side of this narrative is the interwoven story of the decline of communist movements in most Muslim-majority societies and the rise of their Islamist competitors. It is argued that this trajectory is best explained not by recourse to essentialist explanations about the appeal of Islamist politics to Muslim believers, but by the failures of the post-colonial states on which the communists had pinned their hopes for national liberation and non-capitalist development." [Communism in the Islamic World - Oxford Handbooks]

    • Chapter 16 - Communism in Africa, by Allison Drew (pg. 285)

      • "Communism in Africa can be analyzed along two dimensions: Communist movements that generally developed between the two world wars and were subjected to state repression and communism as a post-colonial state policy. During the colonial era communists built alliances with democratic and anti-colonial movements; any success reflected their ability to forge links with trade unions and nationalist organizations. Following independence, many new states adopted communist ideology and policies to facilitate international alliances and promote development. Those regimes form a subset of African one-party states that span the ideological spectrum. In post-colonial Africa communist and socialist movements have made episodic political gains during turbulent periods, but they have found it difficult to capitalize on such advances when faced with multiparty elections" [Communism in Africa - Oxford Handbooks]

The Oxford Handbook of The History of Communism (Part 3)

  1. General Notes

    • Chapter 17 - Political and Economic Relations Between Communist States, by Balazs Szalontai (pg. 305)

      • Introduction (pg. 305)

        • "As Martin Mevius aptly remarked, it is a 'popular myth' that 'nationalism and communism are wholly antagonistic and mutually exclusive'" (pg. 305)

        • "from the beginning, communist foreign parties were torn between ideas of internationalism [(exporting ideology)] and nationalism [(legitimizing ideology)]" (pg. 305)

        • "the new borders of the post-1945 USSR were drawn partly in accordance with ethnic principles and partly on the basis of continuity with the tsarist empire" (pg. 306)

          • "the communist regimes created in neighboring countries were expected to subordinate their own national interests to Soviet ambitions" (pg. 306)

          • "such views were expressed not only in older publications inspired by theories of totalitarianism but also more recently by scholars…who called the Soviet bloc:" (pg. 306)

            • Revolutionary Empire (by Andrew Janos)

            • Totalitarian Empire (by Alexander Motyl)

            • Empire by Imposition (by Vojtech Mastny)

            • Empire by Coercion (by Laszlo Borhi)

        • "this chapter aims to broaden the scope of the aforesaid analyses by investigating the relations not only between the USSR and its Eastern European 'satellites' but also between other communist states" (pg. 306)

      • Export of Repression vs. Export of De-Stalinization (pg. 306)

        • "the repressive acts that communist regimes committed in controlled (but non-annexed) foreign states reflected the fact that communist ideology was based not on the idea of racial superiority/inferiority but on internationalist concepts" (pg. 306)

      • Inter-Party Control vs. Military Occupation (pg. 307)

        • "the communist system was Janus-faced. If it operated smoothly, it enabled the core state to act as an efficient informal empire" (pg. 307)

        • "but, if this system of inter-party influence did not function, the core state…often had no other option but to invade the peripheral country or accept its inability to engineer regime change" (pg. 308)

          • "the military option appeared feasible in come cases. Moscow permanently stationed divisions in East Germany, Poland, Hungary, and Afghanistan" (pg. 308)

      • State Sovereignty vs. Demographic Expansion (pg. 308)

        • "pro-natalist policies [purport]…that high demographic growth [is] an essential precondition of military power" (pg. 309)

        • "the connection between pro-natalist policies and national defense seems to have been strongest in the USSR (1936-1955)" (pg. 309)

          • "still, the evident readiness of Stalin and Mao to use massive population transfers for purposes of political control within their respective national boundaries raises the question as to why this method was not used to reinforce Soviet domination over Eastern Europe" (pg. 309)

          • "in 1944-1946, for instance, the Kremlin suddenly granted Soviet citizenship to 120,000 Russian and Central Asian exiles living in Xinjiang, presumably as a means of putting temporary pressure on the Guomindang government" (pg. 310)

      • Economic Domination vs. Economic Nationalism (pg. 310)

        • "the central role ascribed to industrialization in communist doctrine, combined with strategic concerns, meant that the Soviet policy of removing industrial plants from Eastern Europe was only a short-term measure. In the longer term, Stalinist Czechoslovakia, Hungary, Poland, and Bulgaria, all allocated more than 70% of industrial investment to heavy industry" (pg. 310)

        • "this plan, instead of reinforcing internationalist cooperation, provoked economic nationalism in those peripheral communist states that were unwilling to accept the role the core assigned to them" (pg. 311)

        • "the soviet model of integration…tended to perpetuate, rather than eliminate resource dependency in Albania, North Korea, Cuba, and Mongolia" (pg. 312)

      • Intra-Bloc Conflicts vs. Internationalist Brotherhood (pg. 312)

        • "the emergence of the bipolar order of the Cold War created new complications in the Kremlin's oscillations between nationalism and internationalism. On the one hand, in 1949-1954 Soviet diplomacy sought to torpedo West European plans for economic and political integration." (pg. 313)

        • "on the other hand, Moscow became increasingly impatient with those manifestations of nationalism that could destabilize its own 'outer empire'" (pg. 313)

      • Disloyal Hegemons vs. Ambitious Peripheral Leaders (pg. 314)

        • "from Moscow's perspective, the reluctance of a peripheral state to subordinate its own aspirations to Soviet global policy was a sign of narrow-minded nationalism, whereas from the viewpoint of the peripheral state, Soviet unwillingness to take the side of a communist ally against a non-bloc state often appeared as a betrayal of socialist internationalism" (pg. 314)

        • "the reluctance of a core communist state to support the nationalist aspirations of a peripheral one was far more likely to create tension than to inspire requests for incorporation" (pg. 314)

    • Chapter 18 - Averting Armageddon: The Communist Peace Movement (1948-1956), by Geoffrey Roberts (pg. 322)

      • "Soviet leaders, including Stalin, remained wedded to the view that war was inevitable [so long as] capitalism and imperialism existed. War could be postponed by the struggle for peace but it could not be prevented" (pg. 322)

      • The Emergence of the Communist Peace Movement (pg. 323)

        • "the initiative for the establishment of a new peace movement came from Polish and French communist intellectuals who in August 1948 organized a World Congress of Intellectuals for Peace in Wroclaw" (pg. 323)

          • "the importance of the communist peace movement in the history of the Cold War was highlighted by Marshall D. Shulman in 'Stalin's Foreign Policy Reappraised' [where he] argued that Stalin began to step away from the Cold War in the late 1940's when he launched a series of 'peace offensives', the chief instrument being the communist-led peace movement" (pg. 323)

        • "before the congress, the leaders of the Soviet delegation…stated that the main aim was to ensure the movement involved as many people as possible, irrespective of national, political, and religious differences" (pg. 324)

          • "through this mechanism the peace movement influenced as well as echoed Soviet foreign policy" (pg. 324)

        • "in the 1950's, the struggle for peace became a major theme of the USSR's domestic as well as its foreign politics" (pg. 325)

      • The Petition Campaigns (pg. 326)

        • "the Stockholm Appeal was a petition calling for the prohibition of nuclear weapons" (pg. 326-327)

    • Chapter 19 - The Cult of Personality and Symbolic Politics, by Daniel Leese (pg. 339)

      • December 17, 2011 - Kim Jong Il passes away (pg. 339)

      • "the Kim dynasty cult…allows us to observe aspects of personality cults, such as the propagation of political myths, loyalty pledges, and the clustering of public space with leader images" (pg. 340)

      • Modern Personality Cults (pg. 341)

        • "Jan Plamper distinguishes 5 characteristics which set the modern leader cults apart from their traditional forerunners:" (pg. 341)

          • "first, they are secular cults and no longer draw on transcendental sources of legitimacy…but are deeply imbued with the notion of popular sovereignty" (pg. 341)

          • "second, they are 'children of mass politics' and target the entire population, not certain elites" (pg. 341)

          • "third, cults are disseminated by means of mass media, relying on a national network of news, radio, and film distribution that allows for…mass-manufactured cult symbols and standardized rhetoric" (pg. 342)

          • "fourth, the unrivaled distribution of the cult message necessitates a 'directed public sphere', precluding public criticism or alternatives" (pg. 342)

          • "finally, the modern personality cult…is an 'exclusively patricentric phenomenon', as opposed to some traditional cults" (pg. 342)

        • "modern personality cults clearly stem from 20th century party dictatorships of fascist, socialist, or Ba'ath ideological origins" (pg. 342)

        • "these cults of party leaders…are often deeply imbued with nationalism and tend to identify the fate of the nation with the fate of the party and its current leader" (pg. 342)

          • "patronage networks and sycophancy…develop naturally in a climate characterized by asymmetric communications patterns, and are further encouraged by political uncertainty and violence" (pg. 342)

        • "the most obvious goal behind the instigation of modern personality cults [is] to generate a unifying effect, the creation of a communicative space, which serve[s] to center loyalties and emotions in the persona of the leader" (pg. 342-343)

    • Chapter 20 - Communist Revolution and Political Terror, by Julia Strauss (pg. 355)

      • "the twin phenomena of terror and revolution are so intertwined that they go together like mother and child: it is close to impossible to imagine one without the other" (pg. 355)

      • "the Soviet Union's formative experience of civil war, forced collectivization, and ever wider waves of terror against presumptive internal enemies…established a template that other communist parties in power variously imitated, adjusted, reacted against, and occasionally amplified in the light of their own domestic and regional security circumstance" (pg. 356)

      • "there are no agreed-upon metrics for gauging terror, and delineating terror and its effects is a notoriously politicized business" (pg. 358)

    • Chapter 21 - Popular Opinion Under Communist Regimes, by Sheila Fitzpatrick (pg. 371)

      • The Classic Soviet Model (pg. 373)

        • "during the Second World War, recorded Soviet popular opinion featured the usual grumbling but also considerable patriotic sentiment, expressed in part as indignation at the Allies' slowness in opening a Second Front" (pg. 375)

    • Chapter 22 - Communism and Economic Modernization, by Mark Harrison (pg. 387)

      • "economic management at every level was politicized so that decisions were based on national priorities rather than profit or loss. Because these institutions worked imperfectly, all the countries under communist rule also made attempts at reform. In the European communist countries all such reforms failed" (pg. 387)

      • "the challenge presented by communism was military and cultural as well as economic, but both military power and cultural appeals were undermined by economic strength" (pg. 387)

      • Aims and Objectives (pg. 387)

        • "the measurable objective…was 'to catch up and overtake' the economically more advanced countries of the West" (pg. 388)

      • Belief (pg. 389)

        • "Stalin and other communist leaders believed that the decisive factor in the world was power, and that power was ultimately the power to dominate and coerce by superior force rather than the power to persuade…or engage cooperatively" (pg. 389)

          • "they defined international society by its distribution of power, and they saw the opportunity for Russia [being] more to contend for domination than to cooperate through exchange" (pg. 389)

      • Rise and Fall (pg. 390)

        • "the great test of Stalin's model of modernization came in WWII. In 20th century warfare the mass production of things such as guns, planes, and tanks and their delivery to the front line turned out to be a decisive factor. In WWII Soviet industry outproduced Germany and enabled the Red Army to outfight the Wehrmacht" (pg. 390)

          • "the Soviet rear remained stable, meaning that propensities to disloyalty were kept within tolerable limits and food was delivered to the Red Army and the war factories even when millions were starving to death" (pg. 390)

        • "national income is one way among many of measuring progress" (pg. 390-391)

          • "[however,] national income does not tell us whether a society's potential is efficiently utilized, how much has been diverted into military adventures or vanity projects, or how fairly the results are distributed" (pg. 392)

        • "under Stalin's 5-year plans the Soviet economy was struck by further shocks. Some were self-inflicted: the collectivization of agriculture, launched at the end of 1929, stripped the countryside of food and led to another famine in which millions died. Stalin had a million more executed in the Great Terror of 1937 to 1938" (pg. 392)

        • "after WWII the Soviet Union was joined by other states under communist rule [such as Czechoslovakia]…East Germany, Hungary, Poland, Bulgaria, Yugoslavia, Romania, and Albania" (pg. 392)

          • "communism was more likely to take hold in societies that were already poor and damaged" (pg. 393)

      • Institutions (pg. 395)

        • "of the common features of the communist economies, most important was the politicization of economic life. The state monopolized the industrial and residential capital stocks, the channels of business and private communications, and news and entertainment media." (pg. 395)

          • "the ruling party's monopoly of power was institutionalized by party structures that paralleled those of the state and the economy" (pg. 395)

          • "in the economy, the state became the dominant purchaser of output and channeled a large of it towards government-approved ('planned') projects of economic and military modernization" (pg. 395)

        • "usually the state largely monopolized agricultural land" (pg. 395)

        • "two institutions symbolize [the state monopolization]:" (pg. 395)

          • "the closing of national borders" (pg. 395)

          • "the widespread use of forced labor to punish disloyalty" (pg. 395)

        • "[however,] when the government fixed prices it also distributed consumer and producer surpluses (or deficits) accidentally across the economy, and this created natural incentives to vary production and consumption which the government then had to neutralize or override in order to enforce the distribution that matched its own preferences" (pg. 397)

          • "as a result, no factory was closed and no worker was laid off because an activity was badly managed, and no producer felt the compulsions that a competitive market provides to exert effort, economize on resources, and serve the final consumer efficiently" (pg. 397)

          • "these arrangements suffered in any comparison with market economies, where consumers and producers find each other competitively [and] interact directly in a decentralized way" (pg. 397)

      • Reforms (pg. 397)

        • "economic reforms were intended to address two gaps:" (pg. 397)

          • "the gap between socialist and capitalist achievements" (pg. 397)

          • "the gap between the actual achievements and true potential of the socialist economy" (pg. 397)

        • "the core issue of socialist economic reform was the possibility of nesting the advantages of decentralized markets within the structures of socialist state regulation" (pg. 398)

      • Other Outcomes (pg. 400)

        • "the economy was kept in a state of permanent mobilization, which meant that output and employment were pushed above the equilibrium level of a market economy" (pg. 400)

        • "the communist-led economies were [also] heavily militarized" (pg. 401)

          • "the burden of a large military establishment and extensive military industries on the economy was [a difficulty]" (pg. 401)

    • Chapter 23 - Collectivization and Famine, by Felix Wemheuer (pg. 407)

      • "there were famines in Russia in 1919-1920, in the wake of civil war; in the Soviet Union in 1931-1933 in the aftermath of collectivization; in the occupied and non-occupied areas after the German invasion of 1941, when the Nazis used hunger as a part of genocidal politics; and in 1946-1947 a famine affected half the grain-growing provinces as a consequence of wartime destruction, sever drought, and government ineptitude." (pg. 407)

        • "in China the Great Leap Forward (1958-1961) caused the fourth major famine under a socialist regime" (pg. 407)

      • "this essay explores why famines occurred in state-socialist regimes and how far they can be seen as a consequence of the collectivization of agriculture" (pg. 407)

      • Marxism and the Peasantry (pg. 409)

        • "Marx and Engels also saw the peasantry as a potential ally of the proletariat in Europe…[however,] Marx and Engels never developed any detailed concept for the collectivization of agriculture" (pg. 410)

      • From Stalin's Collectivization to Famine (pg. 411)

        • "Joan Sokolovsky provides a useful framework for understanding the goals of collectivization in socialist regimes:" (pg. 411)

          • "she argues that it was, firstly, a model to bring class struggle to the countryside and mobilize the rural against the local elites; secondly, a model to establish state control over economic resources to promote industrialization; and, thirdly, a campaign for state formation by eliminating competing authority structures and bring the party apparatus to the villages" (pg. 411)

        • "central to [Stalin's] all-out collectivization was the policy of 'liquidating the kulaks as a class', which saw more than 1 million families (perhaps 5 to 6 million people) subjected to some form of dekulakization in 1930 and 1931" (pg. 412)

        • "in 1931, however, the Soviet Union was hit by a heavy drought" (pg. 412)

        • "[overall,] collectivization allowed the state to increase its control over grain production [in order] to squeeze a high 'tribute' from the peasantry to pay for the breakneck industrialization of the country" (pg. 413)

          • "collectivization also allowed the state to impose close political control over the peasantry" (pg. 413)

      • Mao's Leap into Famine (pg. 413)

        • "[in 1953,] the CCP decided as a solution to [the expanding urban population] to eliminate free markets and establish a state monopoly over grain trade. The state was now able to set the prices for purchase, which were much lower than the market prices. Peasants were highly dissatisfied with [the] fixed prices, but the state could [now] feed the urban workforce and keep wages low" (pg. 414)

        • "in summer 1958, the government launched the Great Leap Forward to transform the country into a modern industrial nation within just a few years" (pg. 414)

          • "the Great Leap Forward grew from a campaign to overtake Great Britain in steel production into a strategy for achieving communism in the immediate future" (pg. 414)

      • The Great Leap Famines in Historical Perspectives: A Revisionist Outlook (pg. 417)

        • "collectivization in Eastern Europe [following the Second World War] and in the early PRC did not result in famine. Why then did it…in the Soviet Union in 1931 and China in 1959?" (pg. 417)

          • "in the Soviet Union, most peasants were unwilling to join the cooperatives and they exercised enough control over the land to cause the regime critical problems of food supply" (pg. 417)

          • "in China…agricultural productivity was not rising fast enough to free up resources for industrial development, feed a growing urban population, increase the supply of raw materials for industry, or earn the foreign exchange needed to import capital goods" (pg. 417-418)

            • "[thus,] Mao Zedong decided to resolve these difficulties at a stroke through the creation of people's communes and, in so doing, make a leap into communism" (pg. 418)

        • "the Soviet Union in 1928 and China in 1958 were desperately poor and backward countries. In the 1950's, China was one of the poorest countries in the world" (pg. 418)

        • "the Soviet Union and China experienced urbanization whose rapidity was unparalleled in history" (pg. 418)

          • "in China, the urban population increased between 1957 and 1960 by over 19.5 million" (pg. 418)

          • "most of these people had to be fed by the state at the expense of the countryside" (pg. 418)

        • "during the high tide of the Great Leaps, Stalin and Mao were so obsessed with the need to modernize their economies in a short pace of time that they were not willing to slow down industrialization and urbanization" (pg. 418-419)

    • Chapter 24 - The Politics of Plenty: Consumerism in Communist Societies, by Paul Betts (pg. 424)

      • "the influx of bright and fetching Western goods of all kinds into Eastern Europe after the fall of communism became a central element in the broader tale of the great triumph of capitalism" (pg. 424)

      • "the triumphalism of the West was frequently accompanied by the shame of underdevelopment in the East" (pg. 424)

      • "communist regimes invariably come out badly in these consumption studies…as they are [portrayed] as rogue states of mismanagement, injustice, and tyranny [when held up] against the yardstick of American consumerism " (pg. 425)

      • "in these renditions, consumer goods stand in as the vessels…[of] liberty and choice, the deprivation of which inevitably spells the ruin of all states unable or unwilling to make good on promised provisioning" (pg. 425)

        • "the result [being] that consumer satisfaction is seen as the basis of political peace and social stability" (pg. 425)

      • "despite their differences, all socialist regimes were united in their view that modernization and consumer development must stay socialist in spirit and practice" (pg. 426)

      • "the death of Stalin in March 1953 witnessed significant changes across the Eastern Bloc, as socialist regimes endeavored to balance heavy and light industry so as to attend [to] mounting consumer demands" (pg. 426)

      • "the 1960's witnessed the beginning of the Great Leap Forward in 'consumer socialism'. By that time the so-called standard of living had become a key ideological battleground of Cold War rivalry, as each system used economic success as a means of showcasing political legitimacy" (pg. 427)

        • "the policy to modernize the socialist household characterized the 1960's, as the Soviet Union and its client states built their own version of the 'Cold War Kitchen' replete with consumer technology and creature comforts" (pg. 428)

        • "the move towards consumerism under socialism also saw the expanded consumption of high culture" (pg. 428)

        • "consumer prosperity was thus embraced as a key element of national pride for socialist regimes in Eastern Europe and beyond" (pg. 428)

      • "the identification of the home as a site of consumer re-education and social engineering was equally manifest in Eastern Europe. There too the much-touted 'standard of living' and the visual markers of material comfort played a decisive role in the larger Cold War struggle for ideological legitimacy" (pg. 429)

      • "by the end of the 1960's, the socialist state's growing preoccupation with consumerism found expression in a new guise: market research" (pg. 430)

      • "exposure to Western media, contacts with relatives on the other side of the Iron Curtain and pre-Wall visits to the West provided some sense of comparison, as people demanded higher standards for basic consumables" (pg. 431)

        • "the quality of goods was a perennial source of anger among citizens" (pg. 432)

      • "at first glance these broader consumer trends…[showed how] society was increasingly battling over distinctly 'bourgeois' notions of materialism, desire, and dreams of the good life" (pg. 434)

        • "Consumerism is thus identified as the battlefield where the East foolishly confronted the West, and lost its way, principles, and integrity as a result" (pg. 434)

    • Chapter 25 - The Life of a Communist Militant, by Marco Albeltaro (pg. 441)

      • "party life, as we understand it, is an ensemble of practices that derives from shared values that operate inside a political community to which a person belongs by choice rather than by birth" (pg. 441)

      • "it was a community of 'us' and 'them', of insiders and outsides" (pg. 441)

        • "from a more ideological standpoint, 'they' were the class enemy" (pg. 441)

      • "communism was a profoundly persuasive ideology that completely molded the life of its supporters" (pg. 442)

      • "bureaucratization was one of the negative consequences of power" (pg. 442)

        • "power does not necessarily corrupt people as individuals, though its corruptions are not easy to resist" - Eric Hobsbawm (pg. 442) 

      • "it was precisely Bolshevization that served to homogenize European communist parties in accordance with a single model, the two main pillars of which were centralization and the enforcement of democratic centralism" (pg. 443)

      • "in the period between 1924 and 1928 the membership of European communist parties fell by about a third" (pg. 443)

      • "the first task that militants in the major Western European parties had to face was not revolution, but the struggle against fascism" (pg. 443)

      • "why people chose to become communists is a complex questions. In the memoirs of militants we can identify at least two rationales:" (pg. 445)

        • 'A Life Choice', by Giorgio Amendola

        • 'Chosen by Life', by Paolo Robotti

      • "many individual stories, all differing from one another, can be categorized in terms of a threefold typology" (pg. 445)

        • "first were those who joined because of family tradition; then there were those who became communists after coming into contact with militants in the workplace; finally there were those who chose to join the party because they shared its ideological platform and its conception of the word and of history" (pg. 445)

      • "militants tended, consciously or unconsciously, to represent their individual experience through the interpretative grid of historical determinism: their adhesion to communism was presented as a natural response to class exploitation, a consequence of ideological demystification or a class-conscious appraisal of one's condition" (pg. 446)

      • "activism was [seen as] a measure of one's altruism and moral character, and militants were constantly called upon to put their energies at the service of the party" (pg. 446)

    • Chapter 26 - Rural Life, by Jeremy Brown (pg. 455)

      • "everyday life under communism was predominantly rural. Of the more than 1.3 billion people living in communist countries in 1975, approximately two-thirds were villagers" (pg. 455)

      • "this chapter focuses on work, family, and technology and explores how different land and labor arrangements, from communes where peasants earned work points to cash-earning private farms, shaped rural lives in communist societies from Albania to Vietnam" (pg. 456)

      • Working and Surviving in Collectivities (pg. 456)

        • "the most pressing question for communist leaders concerned about peasant problems was how to eradicate rural exploitation while also modernizing the countryside. Most communist regimes across the globe during the 20th century arrived at a single answer: the collectivization of agriculture" (pg. 456)

        • "when the tsarist regime fell in Russia in February 1917, many peasants seized land and became independent producers. The Bolsheviks endorsed these land seizures." (pg. 457)

          • "The New Economic Policy (NEP)…allowed farmers to work the land without having to hand over huge portions of [their] harvest to the state" (pg. 457)

          • "[however,] agriculture during the NEP years did not fuel the quick industrial development that Stalin had hoped for. Rapid, coercive collectivization was his solution" (pg. 457)

        • "between 1929 and 1932, one out of four peasants opted out of collective agriculture by seeking a wage-paying job in a city or on a state farm" (pg. 457)

        • "rural life in the Soviet Union changed considerably under Nikita Khrushchev and Leonid Brezhnev. In the Soviet countryside of the 1950's and 1960's, compulsory grain deliveries were halted, state investment in the agricultural sector increased, and rural people received pension benefits and fixed wages instead of earning labor-days" (pg. 459)

        • "on Chinese communes, rural people toiled for work points. Team members were awarded points based on complex norms" (pg. 459)

          • "inequality was built into the Chinese system in another way: men earned an average of 10 points for a full day of work, while women received 6-8 points" (pg. 459)

          • "men and women, including female officials, saw this gap as natural. Farm work required strength, they explained, and men were stronger than women" (pg. 459-460)

      • Family and Sex (pg. 461)

        • "in many countries communism unintentionally reinforced family identities by basing bureaucratic structures and taxonomies on households (instead of on individuals)" (pg. 461)

        • "a family's state-assigned class status had a major impact on everyday life, subjecting millions of people marked as landlords, rich peasants, and counter-revolutionaries to episodic violence and daily discrimination" (pg. 461)

        • "China's one-child policy…was implemented in the early 1980's" (pg. 463)

          • "restricting Chinese families to one child became official policy after military scientists using cybernetic population models won a debate against demographic researchers who wanted to continue the voluntary birth control campaigns of the 1970's" (pg. 463)

    • Chapter 27 - Workers Under Communism: Romance and Reality, by Tuong Vu (pg. 471)

      • Introduction (pg. 471)

        • "workers are glorified in Marxist thought" (pg. 471)

        • "[however,] where workers were drawn into revolutionary movements against capitalism, their relation to the regime that claimed to represent their interests was fraught with tension" (pg. 471)

        • "as communist states matured, their relationship with workers settled into an uneasy mutual dependence. Workers depended on the state for employment…while the state enterprises counted on them to fulfill plans to modernize the economy" (pg. 471)

        • "the romance of workers being the masters of the socialist workplace increasingly contradicted the reality that trade unions were weak and subject to party control and legal rights to protest were non-existent" (pg. 471)

        • "this essay compares the experiences of workers under communism in the Soviet Union, Poland, and East Germany" (pg. 472)

      • The Making of Socialist Workforces (pg. 472)

        • "in the Soviet Union, the First World War and the turbulence of 1917 had disastrous effects on the economy" (pg. 472)

          • "the working class shrank" (pg. 472)

          • "the number of workers in Moscow fell from 190,000 in 1917 to only 81,000 by early 1921" (pg. 472-473)

        • "by the mid-1920's, economic recovery was under way but unemployment was rising as a result of the demobilization of the Red Army, rural migration to the cities, and government efforts to rationalize production" (pg. 473)

        • "the emergence of food shortages in the cities in 1927-1928…convinced Stalin that a mammoth effort to industrialize the country was necessary, which must be financed through the collectivization of agriculture" (pg. 473)

        • "the First Five-Year Plan (1928-1932), called for a 77% increase in industrial output…[which] attracted to the cities millions of peasant migrants who fled the collective farms" (pg. 473)

          • "about 23 million Soviet peasants moved to the cities during 1926-1939" (pg. 473)

    • Chapter 28 - Communism and Women, by Donna Harsch (pg. 488)

      • "This article discusses women and gender relations under communism, beginning in the Soviet Union in the 1920s, continuing through the Cold War era in Eastern Europe, and including Cuba and China today. It addresses communist gender theory, ideology, and discourse. Women’s role in politics and government is discussed. The article covers employment and education, the peasant and urban family, social policies, and socialist consumption. Under communism, the article argues, women, especially married mothers, broke through traditional resistance to women’s participation in paid, including skilled, labor. Their levels of education and employment increased dramatically in most communist states. Yet women did not attain economic equality with men in any communist society and their share of political power remained stunningly low." [Communism and Women - Oxford Handbooks]

    • Chapter 29 - Privilege and Inequality in Communist Society, by Donald Filtzer (pg. 505)

      • "Like capitalist societies, the Soviet Union and the Soviet-type societies of Eastern Europe showed a high degree of social stratification and inequality. By the 1960s the rapid upward mobility of worker and peasant children in the intelligentsia and Party hierarchy had noticeably slowed, and an inherited class structure emerged. Because privileges in the Soviet Union were only weakly monetarized, and wealth could not be accumulated or inherited, privileged groups perpetuated themselves mainly through the use of internal ‘connections’ and by ensuring their offspring preferential access to higher education through which they would secure elite positions. We also see important differentiations within the workforce: urban vs. rural workers; ‘core’ workers vs. migrants; and men vs. women. China prior to the reform movement displayed a similar overall picture, with, however, some radical differences. Under Mao the gap in living standards between Party officials and ordinary workers was much more narrow than in the USSR, while the Cultural Revolution blunted attempts to ensure the reproduction of social stratification via access to higher education." [Privilege and Inequality in Communist Society - Oxford Handbooks]

    • Chapter 30 - Nation-Making and National Conflict Under Communism, by Adrienne Edgar (pg. 522)

      • "how did communist leaders, given so little concrete guidance by the founders of their ideology, come to terms with [the national problem]?" (pg. 522)

        • "[the] solution to such an ideological dilemma is to reinterpret the ideas contained in the original texts, and this is precisely what Marx's early disciples did" (pg. 522)

      • "Lenin and his fellow Russian communists had recognized the power of nationalism and the need to incorporate it into the structure of any future communist state" (pg. 522)

      • "the end of the [First World] war…saw the break-up of empires and the emergence of a number of new nation-states…the Bolsheviks [thus] lived in a world in which nations and nationalism were inescapable realities" (pg. 523)

      • Marxism and the National Questions - The Ideology (pg. 524)

        • "national differences and antagonisms between peoples are daily more and more vanishing, owing to the development of the bourgeoisie, to freedom of commerce, to the world market, to uniformity in the mode of production and in the conditions of life corresponding thereto. The supremacy of the proletariat will cause them to vanish still faster" - Communist Manifesto, pg. 23 (pg. 524)

        • "Lenin urged the [Bolshevik] party to support the right of self-determination of all nations" (pg. 525)

          • "Lenin asked…Stalin, who later became the Bolsheviks' first commissar of nationalities, to write a pamphlet outlining the Bolshevik position on nationalities in 1913" (pg. 525) [Marxism and the National Question (marxists.org)]

          • "[Stalin's] definition of the nation shaped the views in the Soviet Union and other communist states for much of the 20th century" (pg. 525)

        • "Lenin was determined to win the support of colonized people" (pg. 525)

          • "Lenin believed that it was the exploitation of overseas colonies that was helping to prop up capitalism and delay the inevitable socialist revolution in Europe" (pg. 526)

      • Nations in the USSR - Marxist Ideas Put into Practice (pg. 526)

        • "one of the first acts of the new Bolshevik regime was to issue a decree promising self-determination to all the nations of the now defunct Russian Empire. This policy won the Bolsheviks critical support in non-Russian areas" (pg. 526)

          • "Bolshevik advocacy of self-determination won at least the passive support of national minorities in many regions and helped to bring victory for the Red forces" (pg. 526)

        • December 30, 1922 - Union of Soviet Socialist Republics (USSR) was formed (pg. 526)

        • "from the very beginning, the principle of nationality and the idea of self-determination were embodied in the structure of the Soviet state" (pg. 526)

        • "according to the Soviet Constitution of 1924, the union republics were sovereign and free to secede from the union. In reality, they were never permitted to exercise this right" (pg. 527) [Microsoft Word - USSR-Const-1924(abridge).doc (unlv.edu)]

          • "genuine sovereignty for the republics would have clashed with the principles of a centralized party-state, which was non-negotiable for the Bolshevik leadership" (pg. 527)

        • "the centerpiece of Soviet nationality policy in the 1920's was a policy known…as 'nativization'. This policy granted each nationality the right to use its own language and be administered by its own national elites on its own territory." (pg. 527)

          • "the pragmatic assumption behind this policy was that people would accept the Bolshevik message more easily" (pg. 527)

        • "the 1926 Soviet census identified 172 different Soviet peoples" (pg. 527)

        • "nativization might be viewed as the positive, constructive side of Soviet nationality policy, but it was accomplished by policies that were destructive and violent" (pg. 528)

          • "non-Russians who had dissenting ideas about their nations…were accused of 'bourgeois nationalism' and faced imprisonment or worse" (pg. 528)

      • The Return of the Russians (pg. 529)

        • "beginning in the mid-1930's, there was a shift in Soviet nationalist policy. The Stalinist state began to move away from the blanket condemnation of Russian nationalism and to describe to Russians as the 'leading nation' of the Soviet Union" (pg. 529)

        • "the Second World War reinforced these changes. Stalin recognized that love of the Russian motherland was a far more reliable motivating force than Marxism-Leninism for the peasant soldiers of the Red Army" (pg. 529)

        • "the rise of the reformer Mikhail Gorbachev as head of the Communist Party in 1985 ushered in a new era in the relationship between state and nations in the Soviet Union" (pg. 531)

          • "his policies of perestroika (restructuring) and glasnost (openness), in particular, opened the door to serious challenges to Moscow's authority" (pg. 531)

      • Conclusion (pg. 535)

        • "self-determination, territorial autonomy, the right to linguistic and cultural development, [and] the right to be governed by one's own national elites…are the key concepts that have appeared over and over again wherever communist countries have sought to grapple with the problems of nationhood and nationalism" (pg. 535)

The Oxford Handbook of The History of Communism (Part 4)

  1. General Notes:

    • Chapter 31 - Cultural Revolution, by Richard King (pg. 541)

      • "throughout the communist world for much of the 20th century, culture and the arts played an indespensible and integral role in communist statecraft" (pg. 541)

      • "Culture served communist-ruled states by presenting a vision of nations and peoples in transition from a dark and oppressive past into the projected bright future of communism. National and party leaders followed Lenin in ascribing great importance to the persuasive powers of the arts and insisting on their incorporation into the machinery of government. Artists creating works of literature, film, and the performing and visual arts according to the official doctrine of socialist realism presented images of new socialist persons overcoming difficulties and accomplishing tasks to instruct and entertain their audiences. While they might enjoy the benefits of state patronage, artists also risked condemnation and punishment if their works displeased the ruling party and its leadership. The arts of socialism have largely lost their political function and are now viewed as nostalgic memorabilia or kitsch" [Cultural Revolution - Oxford Handbooks]

    • Chapter 32 - Communism and the Artistic Intelligentsia, by Mark Gamsa (pg. 557)

      • "This article is an effort at comparative history: it treats the intelligentsia in the Soviet Union along with the zhishi fenzi (literally, ‘knowledgeable elements’) in the People’s Republic of China. Starting from a discussion of these terms and ways in which they differ from the Western notion of intellectuals, the article then focuses on the creative work of artists under the two communist regimes. Looking also at the daily conditions, in which writers, musicians, painters, and other members of the artistic intelligentsia in both countries lived and worked, and at their collective image within their societies, the article concludes with a consideration of the legacies and possible prospects of the intelligentsia following the demise of communism in Russia and the introduction of a capitalist market in China" [Communism and the Artistic Intelligentsia - Oxford Handbooks]

    • Chapter 33 - Popular Culture, by Dean Vuletic (pg. 571)

      • "Immediately following the Second World War, Eastern European communist parties employed censorship against Western popular culture, such as film and popular music, which they regarded as politically inappropriate. From the late 1950s, most parties increasingly sought to satisfy their citizens’ desires for consumption and entertainment, and they promoted the development of local cultural alternatives. The parties were not uniform in their policies, as a comparison between Czechoslovakia and Yugoslavia demonstrates. However, they did seek to appropriate popular culture to advance their political interests, and they similarly faced resistance from some domestic artists who criticized the government. The reluctance of the parties to allow as much freedom of consumption and expression as existed in the West, together with their inability to provide cultural goods that could keep up with Western fashions, points to popular culture as a factor that contributed to the demise of communism in Eastern Europe" [Popular Culture - Oxford Handbooks]

    • Chapter 34 - Religion Under Communism, by Richard Madsen (pg. 585)

      • "the founders of the world communist movement were all atheists, but so too were most modernizing intellectuals of the late 19th and early 20th centuries" (pg. 585)

      • "in the struggle to consummate the revolution and to build a strong socialist state…the Bolsheviks would have to neutralize the power of what they perceived to be a major counter-revolutionary force - the Russian Orthodox Church" (pg. 585)

      • The Stalinist Model for Suppressing Religious Institutions (pg. 586)

        • "the first showdown came in 1922 when the government used the excuse of raising funds for post-civil war famine relief to expropriate valuables…belonging to the church" (pg. 586)

        • "[in the late 1920's], Stalin was in power, and the finished model for controlling religion was his regime's handiwork…it had 6 main elements:" (pg. 587)

          • "first, proclaim freedom of religious belief in one's constitution" (pg. 587)

          • "second, take away most of the property of the churches, strip them of their educational and welfare activities, and restrict them to purely liturgical functions" (pg. 587)

          • "third, imprison and even execute the major leaders of the dominant church…on grounds that they are attacking the revolution" (pg. 587)

          • "fourth, create bodies of pro-regime clergy and laity to help carry out attacks on the church leadership, and encourage leaders of minority religions to join in the attacks as well" (pg. 587)

          • "fifth, after having destroyed the leadership of the dominant church, appoint compliant successors" (pg. 587)

          • "finally, attack those minority religions that initially helped join in the attacks on the dominant church" (pg. 587)

    • Chapter 35 - Sports and Communism, by Robert Edelman & Anke Hilbrenner & Susan Brownell (pg. 602)

      • "This article examines sport in the Soviet Union, East Germany, and China. Despite the early Soviet emphasis on mass physical culture, high-performance sport was the priority of these regimes and all three notionally used ‘amateurism’ to enhance national prestige. Having started out as opponents of Olympism, all three at different times came to prioritize winning medals at the Olympic Games. Despite similarities in the organization of sport—the state played a significant role and ties to the military and police were strong in all three countries—there were significant differences between them: China rejected competitive sport for much of the Mao era, whereas sport was one arena in which the GDR outshone West Germany. The article shows that during the Cold War sport was as much an arena of competition between socialist states as it was between the capitalist and communist worlds." [Sport Under Communism - Oxford Handbooks]

  2. Further Readings:

    • The Rise and Fall of Communism, by A. Brown

    • The Black Book of Communism, by S. Courtois

    • Soviet Tragedy: A History of Socialism in Russia, by M. Malia

    • Comrades: Communism - A World History, by R. Service

    • Russia and Its Crisis, by P. Miliukov

    • The Bolsheviks Come to Power, by A. Rabinowitch

    • Stalin: A New History, ed. By S. Davies & J. Harris

    • Stalinist Society (1929-1953), by M. Edele

    • Stalinism: New Directions, ed. By S. Fitzpatrick

    • Stalinism, ed. By D. L. Hoffman

    • Stalinism: Its Nature and Aftermath, ed. By N. Lampert & G. Rittersporn

    • Master of the House: Stalin and His Inner Circle, by O. V. Khlevniuk

    • Stalin, by H. Kuromiya

    • Stalin: Revolutionary in an Era of War, by K. McDermott

    • Stalin: A Biography, by R. Service

    • Stalinism and the Politics of Mobilization, by D. Priestland

    • Shades of Mao, by G. Barme

    • A Critical Introduction to Mao, ed. By T. Cheek

    • Mao's Road to Power, ed. By S. R. Schram

    • The Diary of Georgi Dimitrov (1933-1949), ed. By I. Banac

    • The Nature of Stalin's Dictatorship: The Politburo (1924-1953), ed. By E. A. Rees

    • Centre and Periphery: The History of the Comintern in the Light of New Documents, ed. By M. Narinsky & J. Rojahn

    • The Comintern: A History of International Communism from Lenin to Stalin, by K. McDermott & J. Agnew

    • The Soviet Union and the Struggle for Collective Security in Europe (1933-1939), by J. Haslam

    • Reflections on Progress, Peaceful Coexistence and Intellectual Freedom, by A. Sakharov

    • Power and Protest: Global Revolution and the Rise of Détente, by J. Suri

    • Transnational Moments of Change: Europe 1945, 1968, 1989, ed. By G. R. Horn & K. Padraic

    • The Sixties, by A. Marwick

    • The Cold War and the Color Line, by T. Borstelmann

    • The Intellectual Origins of the Prague Spring, by V. Kusin

    • The Rise and Fall of the Brezhnev Doctrine in Soviet Foreign Policy, by M. J. Ouimet

    • The Global Cold War, by O. A. Westad

    • Origins of the Cultural Revolution, by R. MacFarquhar

    • Central and Eastern Europe (1944-1993), by I. T. Berend

    • Seven Years That Changed the World: Perestroika in Perspective, ed. By U. Engel & H. Frank & M. Matthias

    • Revolution and World Politics: The Rise and Fall of the Sixth Great Power, by F. Halliday

    • Russia, America, and the Cold War (1949-1991), by M. McCauley

    • The Struggle to Create Post-Cold War Europe, M. E. Sarotte

    • Czechoslovakia, the Velvet Revolution and Beyond, by R. Shepherd

    • Nationalism and Communism in Eastern Europe and the Soviet Union: A Basic Contradiction?, by W. A. Kemp

    • Eastern Europe Since 1945, by G. Swain & N. Swain

    • Mao's China and After: A History of the People's Republic, by M. Meisner

    • Remaking the Chinese Leviathan, by D. Yang

    • Reappraising Communism and Nationalism, by M. Mevius [Reappraising Communism and Nationalism | Nationalities Papers | Cambridge Core]

    • Resources, Power, and Interregional Interaction, ed. By E. M. Schortman & P. A. Urban

    • Eurasian Crossroads: A History of Xinjiang, by J. A. Millward

    • The Great Gamble: The Soviet War in Afghanistan, by G. Feifer

    • Beyond Totalitarianism: Stalinism and Nazism Compared, ed. By M. Geyer & S. Fitzpatrick

    • Mao and the Economic Stalinization of China (1948-1953), by Hua-yu Li

    • Stalin and the Inevitable War (1936-1941), by S. Pons

    • Stalin's War: From World War to Cold War (1939-1953), by G. Roberts

    • The Soviet Union and Europe in the Cold War (1943-1953), ed. By F. Gori & S. Pons

    • Postwar Years (1945-1954), by I. Ehrenburg

    • A Chance for Peace? The Soviet Campaign to End the Cold War (1953-1955), by G. Roberts

    • On the Role of the Individual in History, by G. Plekhanov

    • The Stalin Cult: A Study in the Alchemy of Power, by J. Plamper

    • The Origins of the Stalinist Political System, by G. Gill

    • The Great Terror: A Reassessment, by R. Conquest

    • Public Opinion in Soviet Russia: A Study in Mass Persuasion, by A. Inkeles

    • Popular Opinion in Totalitarian Regimes: Fascism, Nazism, Communism, ed. By P. Corner

    • Popular Opinion in Stalin's Russia: Terror, Propaganda and Dissent (1934-1941), by S. Davies

    • Being Soviet: Identity, Rumor, and Everyday Life under Stalin (1939-1953), by T. Johnston

    • The Economic history of Eastern Europe (1919-1975), by W. Brus

    • The Political Economy of Stalinism, by P. R. Gregory

    • Comparing Economic Systems in the Twenty-First Century, by P. R. Gregory & R. C. Stuart

    • The Captive Mind, by C. Milosz

    • Against the Grain: An Autobiography, B. Yeltsin

    • Consumerism in World History: The Global Transformation of Desire, by P. Stearns

    • Remembering Communism, ed. By M. Todorova

    • Cold War on the Home Front: The Soft Power of Mid-Century Design, by G. Castillo

    • Communism Unwrapped: Consumption in Cold War Eastern Europe, by P. Bren & M. Neuberger

    • Eastern Europe (1939-2000), by M. Pittaway

    • The Socialist System: The Political Economy of Communism, by J. Kornai

    • Style and Socialism: Modernity and Material Culture in Post-War Eastern Europe, ed. By S. E. Reid & D. Crowley

    • A Life Choice, by G. Amendola

    • Chosen by Life, by P. Robotti

    • The Lost World of British Communism, by R. Samuel

    • Interesting Times: A Twentieth-Century Life, by E. Hobsbawm

    • Creating German Communism (1890-1990), by E. D. Weitz

    • One Hundred Years of Socialism, by D. Sassoon

    • Empire, by M. Hardt & A. Negri

    • Mao's Great Famine, by F. Dikotter

    • The War Against the Peasantry (1927-1930): The Tragedy of the Soviet Countryside, by L. Viola

    • The Power of Everyday Politics: How Vietnamese Peasants Transformed National Policy, by B. J. Kerkvliet

    • Peasant Power in China: The Era of Rural Reform (1979-1989), by D. Kelliher

    • Lao Peasants Under Socialism, by G. Evans

    • Workers, Society, and the Soviet State: Labor and Life in Moscow (1918-1929), by W. Chase

    • Stalin's Industrial Revolution: Politics and Workers (1928-1932), by H. Kuromiya

    • Education and Social Mobility in the Soviet Union (1929-1941), by S. Fitzpatrick

    • Labor in the Soviet Union, by S. Schwarz

    • The Russians, by H. Smith

    • The Revenge of the Past: Nationalism, Revolution, and the Collapse of the Soviet Union, by R. Suny

    • The Affirmative Action Empire: Nations and Nationalism in the Soviet Union (1923-1939), by T. Martin

    • Empire of Nations: Ethnographic Knowledge and the Making of the Soviet Union, by F. Hirsch

    • The Great Retreat: The Growth and Decline of Communism in Russia, by N. Timasheff

    • Nationalism and Policy Toward the Nationalities in the Soviet Union, by G. Simon

    • The National Question in Marxist-Leninist Theory and Strategy, by W. Connor.

    • The Communist International (3 vols.), by J. Degras [volume1-1919-1922.pdf (marxists.org)] [volume2-1923-1928.pdf (marxists.org)] [volume3-1929-1943.pdf (marxists.org)]

    • The Communist Manifesto, by Karl Marx & Friedrich Engels [Manifesto of the Communist Party (marxists.org)]

    • Capital (3 vols.), by Karl Marx [Capital Volume I (marxists.org)] [Capital Volume II (marxists.org)] [Capital Volume III (marxists.org)]

    • History of the Communist Party of the Soviet Union [History of the Communist Party of the Soviet Union (Bolsheviks) (marxists.org)]

    • Stalin's Correspondence with Winston S. Churchill and Clement R. Attlee (Vol. 1) [Correspondence between the Chairman of the Council of Ministers of the USSR and the Presidents of the USA and the Prime Ministers of Great Britain during the Great Patriotic War of 1941 - 1945 Correspondence with Winston S. Churchill and Clement R. Attlee Volume 1 (marxists.org)]

    • Stalin's Correspondence with Franklin D. Roosevelt and Harry S. Truman (Vol. 2) [Correspondence between the Chairman of the Council of Ministers of the USSR and the Presidents of the USA and the Prime Ministers of Great Britain during the Great Patriotic War of 1941 - 1945 Correspondence with Winston S. Churchill and Clement R. Attlee Volume 1 (marxists.org)]

    • What is Capital?, by F. Lassalle [capital_fl.pdf (slp.org)]

    • What is to be Done?, by V. Lenin [what-itd.pdf (marxists.org)]

©2025 by Binseel's Notes.

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